Technique and Principle

Most mar­tial arts (of which I am aware) are essen­tially technique-based. By this, I mean that they were syn­the­sized from groups of exist­ing movements.

Demonstration: Many mar­tial arts use the exact same mechan­ics for deploy­ing a front kick. It would be ridicu­lous to assume that each art’s cre­ator inde­pen­dently designed a kick that looks exactly like every other front kick in the world. Obviously, the art was built around exist­ing com­po­nents (such as the front kick), per­haps with a cou­ple of new move­ments as well.

We see this kind of thing very clearly in the his­tory of Okinawan Karate. For exam­ple, a young man would study under sev­eral dif­fer­ent mas­ters and learn their tech­niques. After many years, the young man would be older and have grown pro­fi­cient in many kinds of tech­niques. He would con­tinue to prac­tice those that worked for him and dis­card the ones he found inef­fec­tive. Eventually, younger stu­dents may come seek­ing instruc­tion in his system.

However, he didn’t cre­ate the tech­niques in his sys­tem; he sim­ply grouped them together. Over time, the teacher may dis­cover prin­ci­ples that explain why some tech­niques hap­pen to be more effec­tive than oth­ers in cer­tain sit­u­a­tions. The prin­ci­ples are iden­ti­fied after the fact. They are descrip­tive rather than prescriptive.

This is not true of all arts. Taido is an excep­tion, but it is not the only one. Principle-based arts begin with ideas about what sorts of move­ments may be effec­tive for what­ever objec­tive. Techniques are built form these prin­ci­ples. For exam­ple, the indi­vid­ual tech­niques of Aikido come out of the prin­ci­ple of meet­ing and join­ing with the force of an attack. The tech­niques of Brazilian Jiu Jutsu arose from apply­ing the prin­ci­ples of lever­age and posi­tion. Taido tech­niques arise from the five move­ments, unsoku/unshin, etc.

Knowing prin­ci­ples, it’s pos­si­ble to improve any exist­ing tech­nique. It’s also pos­si­ble to cre­ate new tech­niques. Students prac­tic­ing technique-based arts can apply principle-based think­ing with good results. Students prac­tic­ing principle-based arts may need to apply technique-based think­ing in order to pre­fect skills, espe­cially early in their training.

Though some arts are built on tech­nique, and oth­ers are built on prin­ci­ple, it’s actu­ally the edu­ca­tional model employed (rather than the art itself) that makes the biggest dif­fer­ence. Technique-based instruc­tion can be very effec­tive for begin­ners. In such a cur­ricu­lum, each tech­nique is taught and prac­ticed as an inde­pen­dent move­ment to be mas­tered on its own. Routines are strings of indi­vid­ual move­ments with a few tran­si­tions. It’s pos­si­ble to refine the out­ward appear­ance of a hokei or kata to a very high degree using technique-based meth­ods alone.

However, advanced stu­dents need to know prin­ci­ples. A rou­tine learned exclu­sively as a string of tech­niques will ulti­mately be hol­low because the stu­dents will just be mim­ic­k­ing the instructor’s move­ments. A child can do this, and mon­keys have been taught to mimic karate-like kicks for TV shows. However, these meth­ods (monkey-see-monkey-do instruc­tion) can­not teach impro­vi­sa­tion, strat­egy, or any­thing that doesn’t look exactly like the model.

Of course, some peo­ple man­age to become very skilled through technique-based prac­tice. We call these peo­ple “tal­ented.” They man­age (often uncon­sciously) to extrap­o­late the prin­ci­ples from the tech­niques and apply them. These peo­ple are not normal.

Normal peo­ple in a technique-based sys­tem usu­ally don’t ever become very good. They may learn the syl­labus and start wear­ing black belts. They may even place highly in a forms com­pe­ti­tion. But they never become great. Not unless they learn prin­ci­ples as well.

Students tend to burn out. After prac­tic­ing for years and attain­ing rea­son­able skill in a vari­ety of tech­niques, they begin to intuit that, despite the per­fect angle at which they hold their fin­gers in kamae, they still just don’t “get it.” This too can be uncon­scious, and the stu­dent sim­ply loses inter­est because he doesn’t feel that he is learn­ing any­more. It’s extremely frus­trat­ing to spend count­less hours per­fect­ing some­thing only to find out that you still don’t under­stand how it works.

Most peo­ple are not tal­ented at mar­tial arts. I’m not. We need to con­sciously study and apply the prin­ci­ples that make the tech­niques work. Then we can use our devel­oped skills effec­tively. In order to study and apply the prin­ci­ples, some­one has to teach them to us.

It would be ridicu­lous to take a class full of raw begin­ners, sit them down with note­books, and begin to lec­ture about the prin­ci­ples of any par­tic­u­lar mar­tial art. I’ve tried teach­ing new stu­dents with strictly principle-based meth­ods, and the results were not what I had hoped. New stu­dents respond well to the watch, try, then cor­rect method. Too much talk­ing breeds con­fu­sion and boredom.

At the ini­tial stages of learn­ing, the technique-based approach is supe­rior. Principle can be dis­cussed, but it can­not be absorbed with­out direct expe­ri­ence from exten­sive prac­tice of tech­nique. Even if the prin­ci­ples are the basis of the tech­niques (as they are in Taido), tech­nique is the basis of practice.

Still, at some point, prin­ci­ple has to be intro­duced. Otherwise, only the tal­ented stu­dents stand a chance.

There needs to be some bal­ance between technique-based and principle-based instruc­tion, and that bal­ance will shift over the train­ing career of each stu­dent. This is not an easy thing to achieve because it’s prob­a­bly not pos­si­ble to use one or the other method exclu­sively — it’s more of a con­tin­uum. Beginners need lots of tech­nique prac­tice (though know­ing why a tech­nique is per­formed a cer­tain way can be ben­e­fi­cial). Those stu­dents with more expe­ri­ence can learn a great deal by study­ing the principles.

How is your prac­tice? Do you pon­tif­i­cate to no end but barely break a sweat? Or do you do count­less rep­e­ti­tions, only to have to ask later , “what’s next?” These are extremes, but we all tend to lean to one or the other side at var­i­ous times.

If you’re feel­ing stuck, look at your prac­tice and try the oppo­site approach for a while. Who knows? You may even learn something.

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